Free
Know Your Temperament
Free International Webinar – 2103 Institute of Global Professionals – …
What you'll learn
Obtain a Certificate of Completion issued by The Elite Compliance Group
What is Know Your Client? - KYC Concepts
Entity Types - Natural Person, Government and State Owned Entity (SOE), Recognized Regulated Entity, Recognized Listed Entity, SPV, PIV, CIS, Trusts & more.
Determining Client Risk Rating and Due Diligence Level - Risk Types, Due Diligence Types, Per Se and Additional Risk Factors
Client Due Diligence - Identification, Verification, Plausibility, Validation
Identifying and Understanding the Client - Nature of Business, Source of Funds, Source of Wealth, CSMs, Ownership and Ultimate Beneficial Owners & more
Name List Screening (NLS), Politically Exposed Persons (PEP)
Adoptions, Extensions and Reviews (NCA, RR, EDR, CDD, EDD) and Exit Protocol (Offboarding)
